SECP Seeks Feedback on Draft Certification Regulations for Financial Services Professionals

The Securities and Exchange Commission of Pakistan (SECP) has issued the Draft Securities and Exchange Commission of Pakistan (Certification of Associated Professionals in the Financial Services) Regulations, 2025, for public consultation. These proposed regulations aim to enhance the competency and professionalism of individuals engaged in financial services by establishing a structured certification framework. The draft regulations introduce mandatory certification requirements for professionals operating in the financial sector, including intermediaries, agents, and distributors, ensuring they possess the necessary knowledge and skills to serve investors effectively. SECP will notify a credible institute to conduct the certification process, administer examinations, and oversee Continuing Professional Education (CPE) programs. The financial services sector plays a critical role in economic stability and investor confidence. Ensuring that professionals within this sector adhere to high standards of knowledge, ethics, and competency is essential. The proposed certification regime will strengthen investor protection through well-trained financial professionals, enhance market integrity by ensuring compliance with international best practices and promote continuous learning and professional development via structured CPE requirements. SECP invites all stakeholders, including financial institutions, industry professionals, and the public, to review the draft regulations and provide their feedback. Comments and suggestions may be submitted within 30 days from the date of this announcement. For further details, the draft regulations can be accessed on SECP’s official website. Feedback may be shared via email [email protected]. SECP as a matter of policy, disclaims responsibility for any private publication or statement by any of its employees. The views expressed herein are those of the sender and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the Commission’s staff.